aboutsummaryrefslogtreecommitdiffhomepage
path: root/tests/data/test_cc_oop
diff options
context:
space:
mode:
authorGeogeFI2022-04-07 19:45:37 +0200
committerGeogeFI2022-04-07 19:45:37 +0200
commitf392bbbbf80f96ac219f16556fe475266d04b230 (patch)
treec6eabbbc9cca319c00a044452bec99cca9940a5a /tests/data/test_cc_oop
parent91c433165fba509efee88f0b13b2ae7c06d084f5 (diff)
parentc73e0e0209d3a846863845729071e29511d0fbc7 (diff)
downloadsec-certs-f392bbbbf80f96ac219f16556fe475266d04b230.tar.gz
sec-certs-f392bbbbf80f96ac219f16556fe475266d04b230.tar.zst
sec-certs-f392bbbbf80f96ac219f16556fe475266d04b230.zip
Merge branch 'main' into dependency-vulnerability
Diffstat (limited to 'tests/data/test_cc_oop')
-rw-r--r--tests/data/test_cc_oop/report_309ac2fd7f2dcf17.txt (renamed from tests/data/test_cc_oop/report_869415cc4b91282e.txt)172
-rw-r--r--tests/data/test_cc_oop/target_309ac2fd7f2dcf17.txt (renamed from tests/data/test_cc_oop/target_869415cc4b91282e.txt)378
2 files changed, 275 insertions, 275 deletions
diff --git a/tests/data/test_cc_oop/report_869415cc4b91282e.txt b/tests/data/test_cc_oop/report_309ac2fd7f2dcf17.txt
index 0f421a31..46bff446 100644
--- a/tests/data/test_cc_oop/report_869415cc4b91282e.txt
+++ b/tests/data/test_cc_oop/report_309ac2fd7f2dcf17.txt
@@ -1,16 +1,16 @@
-rendetyp: 6 Diarienummer: 18FMV7705-43:1
+Ärendetyp: 6 Diarienummer: 18FMV7705-43:1
HEMLIG/
enligt Offentlighets- och sekretesslagen
(2009:400)
2020-06-15
Country of origin: Sweden
-Frsvarets materielverk
+Försvarets materielverk
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
Issue: 1.0, 2020-Jun-15
-Authorisation: Heln Svensson, Lead Certifier , CSEC
+Authorisation: Helén Svensson, Lead Certifier , CSEC
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
2 (18)
Table of Contents
@@ -42,7 +42,7 @@ Appendix A Scheme Versions 18
A.1 Scheme/Quality Management System 18
A.2 Scheme Notes 18
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
3 (18)
1 Executive Summary
@@ -50,13 +50,13 @@ The TOE is NetIQ Identity Manager 4.7.
It is a software TOE consisting of the components listed below that can be setup on
separate hardware platforms, see the [ST], or as a virtual appliances.
TOE Components:
- Identity Applications (RBPM) 4.7.3.0.1109
- Identity Manager Engine 4.7.3.0.AE
- Identity Reporting Module 6.5.0. F14508F
- Sentinel Log Management for Identity Governance and Administration
+ Identity Applications (RBPM) 4.7.3.0.1109
+ Identity Manager Engine 4.7.3.0.AE
+ Identity Reporting Module 6.5.0. F14508F
+ Sentinel Log Management for Identity Governance and Administration
8.2.2.0_5415
- One SSO Provider (OSP) 6.3.3.0
- Self Service Password Reset (SSPR) 4.4.0.2 B366 r39762
+ One SSO Provider (OSP) 6.3.3.0
+ Self Service Password Reset (SSPR) 4.4.0.2 B366 r39762
The TOE is delivered as software with documentation and can be installed in a physi-
cal or virtual environment.
It is important to verify the integrity of the TOE for secure acceptance of the TOE in
@@ -65,9 +65,9 @@ nection, the CA certificate and the file hash. It is also important to update th
cluding 3rd party software) and the operational environment of the TOE in accordance
with the preparative procedures of the guidance to mitigate known vulnerabilities.
No conformance claims to any PP are made for the TOE.
-The evaluation has been performed by Combitech AB in Vxj, Sweden and by
+The evaluation has been performed by Combitech AB in Växjö, Sweden and by
EWA-Canada in Ottawa, Canada. Site Visit and parts of the testing was performed at
-the developer's site in Bangalore, India.
+the developer’s site in Bangalore, India.
The evaluation was completed on 2020-06-02. The evaluation was conducted in ac-
cordance with the requirements of Common Criteria, version 3.1 R5.
Combitech AB is a licensed evaluation facility for Common Criteria under the Swe-
@@ -89,7 +89,7 @@ ganisation that recognises or gives effect to this certificate, and no warranty
IT product by CSEC or any other organisation that recognises or gives effect to this
certificate is either expressed or implied.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
4 (18)
As specified in the security target of this evaluation, the invocation of cryptographic
@@ -104,7 +104,7 @@ Users of this product are advised to consider their acceptance of this third par
firmation regarding the correctness of implementation of the cryptographic primi-
tives.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
5 (18)
2 Identification
@@ -112,15 +112,15 @@ Certification Identification
Certification ID CSEC2018013
Name and version of the cer-
tified IT product
-NetIQ Identity Manager 4.7
+NetIQ® Identity Manager 4.7
TOE components:
- Identity Applications (RBPM) 4.7.3.0.1109
- Identity Manager Engine 4.7.3.0.AE
- Identity Reporting Module 6.5.0. F14508F
- Sentinel Log Management for Identity Govern-
+ Identity Applications (RBPM) 4.7.3.0.1109
+ Identity Manager Engine 4.7.3.0.AE
+ Identity Reporting Module 6.5.0. F14508F
+ Sentinel Log Management for Identity Govern-
ance and Administration 8.2.2.0_5415
- One SSO Provider (OSP) 6.3.3.0
- Self Service Password Reset (SSPR) 4.4.0.2
+ One SSO Provider (OSP) 6.3.3.0
+ Self Service Password Reset (SSPR) 4.4.0.2
B366 r39762
Security Target Identification NetIQ Identity Manager 4.7 Security Target (ST),
NetIQ Corporation , 2020-06-01, document version
@@ -136,36 +136,36 @@ Scheme Notes Release 15.0
Recognition Scope CCRA, SOGIS and EA/MLA
Certification date 2020-06-15
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
6 (18)
3 Security Policy
The security features performed by the TOE are as follows:
- Security Management
- Security Audit
- Identification and Authentication
- User Data Protection
- Trusted Path / Channels
- Cryptographic Support
+ Security Management
+ Security Audit
+ Identification and Authentication
+ User Data Protection
+ Trusted Path / Channels
+ Cryptographic Support
3.1 Security Management
The TOE maintains operator roles. The individual roles are categorized into two main
roles: the Administrator and the User.
Administrator - A user who has rights to configure and manage all aspects of the TOE
-User - The user's capabilities can be configured to:
- View hierarchical relationships between User objects
- View and edit user information (with appropriate rights).
- Search for users or resources using advanced search criteria (which can be saved
+User - The user’s capabilities can be configured to:
+ View hierarchical relationships between User objects
+ View and edit user information (with appropriate rights).
+ Search for users or resources using advanced search criteria (which can be saved
for later reuse).
- Recover forgotten passwords.
+ Recover forgotten passwords.
Only an Administrator can determine the behavior of, disable, enable, and modify the
behavior of the functions that implement the Discretionary Access Control SFP. The
TPE ensures only secure values are accepted for the security attributes listed with Dis-
cretionary Access Control SFP.
3.2 Security Audit
The TOE generates the following audit data:
- Start-up and shutdown of the audit functions (instantiated by startup of the TOE)
- User login/logout
- Login failures
+ Start-up and shutdown of the audit functions (instantiated by startup of the TOE)
+ User login/logout
+ Login failures
The TOE provides the Administrator with the capability to read all audit data gener-
ated within the TOE via the console. The GUI provides a suitable means for an Ad-
ministrator to interpret the information from the audit log.
@@ -182,15 +182,15 @@ ment are queried to individually authenticate administrators or users. The TOE m
tains authorization information that determines which TOE functions an authenticated
administrators or users (of a given role) may perform.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
7 (18)
The TOE maintains the following list of security attributes belonging to individual us-
ers:
- User Identity (i.e., user name)
- Authentication Status (whether the IT Environment validated the username/pass-
+ User Identity (i.e., user name)
+ Authentication Status (whether the IT Environment validated the username/pass-
word)
- Privilege Level (Administrator or User)
+ Privilege Level (Administrator or User)
3.4 User Data Protection
The TOE implements a discretionary access control policy to define what roles can
access particular functions of the TOE. All access and actions for system reports, com-
@@ -212,7 +212,7 @@ current Distribution password in the Identity Vault.
3.5 Trusted Path / Channel
The TOE provides a trusted channel between the TOE and external web servers.
The TOE provides a trusted path for TOE administrators and TOE users to communi-
-cate with the TOE. The trusted path is implemented using HTTPS. The TOE's imple-
+cate with the TOE. The trusted path is implemented using HTTPS. The TOE’s imple-
mentation of TLS is described in the previous section (Trusted Channel).
3.6 Cryptographic Support
Cryptographic protection of data in transit between the TOE and remote users, and be-
@@ -220,7 +220,7 @@ tween the TOE and external web servers is provided by the OpenSSL FIPS Object
Module software version 2.0.10 (Cryptographic Module Validation Program (CMVP)
certificate number 1747) libraries.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
8 (18)
4 Assumptions and Clarification of Scope
@@ -258,53 +258,53 @@ been considered during the evaluation.
P.REMOTE_DATA - Passwords and account information from network-attached sys-
tems shall be monitored and managed.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
9 (18)
5 Architectural Information
The TOE consists of the following components:
- Administration Workstation (Console)2
- Identity Applications (RBPM)
- Designer aka Identity Manager Designer
- Analyzer aka Identity Manager Analyzer
- Identity Manager
- Identity Manager Engine
- Identity Vault
- iManager
- Reporting Server
- Identity Reporting Module
- Log Manager
- Sentinel Log Management for Identity Governance and Administration
- SSO Provider
- One SSO Provider (OSP)
- Self Service Password Reset
- Self Service Password Reset (SSPR)
+ Administration Workstation (Console)2
+ Identity Applications (RBPM)
+ Designer aka Identity Manager Designer
+ Analyzer aka Identity Manager Analyzer
+ Identity Manager
+ Identity Manager Engine
+ Identity Vault
+ iManager
+ Reporting Server
+ Identity Reporting Module
+ Log Manager
+ Sentinel Log Management for Identity Governance and Administration
+ SSO Provider
+ One SSO Provider (OSP)
+ Self Service Password Reset
+ Self Service Password Reset (SSPR)
Figure 1, TOE Deployment with subsystems
The TOE provides the following functions: data synchronization, role management,
auditing/reporting, and management.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
10 (18)
- Data synchronization, including password synchronization, is provided by the
+ Data synchronization, including password synchronization, is provided by the
base components of the Identity Manager solution: the Identity Vault, Identity
Manager engine, drivers, Remote Loader, and connected applications
- Role management is provided by the User Application
- Auditing and reporting are provided by the Identity Reporting Module
+ Role management is provided by the User Application
+ Auditing and reporting are provided by the Identity Reporting Module
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
11 (18)
6 Documentation
The TOE includes the following guidance documentation:
- Quick Start Guide for Installing NetIQ Identity Manager 4.7 February 2018
+ Quick Start Guide for Installing NetIQ Identity Manager 4.7 February 2018
[QSIM]
- NetIQ Identity Manager Setup Guide for Linux February 2018 [SUL]
- NetIQ Identity Manager 4.7, Operational User Guidance and Preparative Proce-
+ NetIQ Identity Manager Setup Guide for Linux February 2018 [SUL]
+ NetIQ Identity Manager 4.7, Operational User Guidance and Preparative Proce-
dures Supplement (AGD-IGS), version 0.6, is supplied for those customers that
need guidance on how to set the TOE in the evaluated configuration. [AGD]
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
12 (18)
7 IT Product Testing
@@ -313,13 +313,13 @@ There are 30 test cases covering all SFRs with at least one test per SFR. All te
successful with a pass verdict.
7.2 Evaluator Testing
Since all SFRs and security function requirements were tested by the developer the
-evaluator focused on repetition of the developer's test cases and penetration testing.
+evaluator focused on repetition of the developer’s test cases and penetration testing.
7.3 Penetration Testing
Port and vulnerability scan were performed on Identity manager engine, Identity appli-
cations (RBPM), and Identity reporting module.
No unforeseen ports or vulnerabilities were found.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
13 (18)
8 Evaluated Configuration
@@ -346,14 +346,14 @@ Self Service Password Reset SUSE Linux Enterprise Server 12 SP4
In addition to the platform requirements mentioned above, the following hardware re-
sources are needed in order to install and configure Identity Manager on each plat-
form:
- A minimum of 8 GB RAM
- 15 GB available disk space to install all the components.
- Additional disk space to configure and populate data. This might vary depending
+ A minimum of 8 GB RAM
+ 15 GB available disk space to install all the components.
+ Additional disk space to configure and populate data. This might vary depending
on your connected systems and number of objects in the Identity Vault.
For server-based components, it is recommended that the platform have a minimum of
2 CPUs or cores.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
14 (18)
9 Results of the Evaluation
@@ -396,13 +396,13 @@ Independent testing - sample ATE_IND.2 PASS
Vulnerability assessment AVA: PASS
Vulnerability analysis AVA_VAN.2 PASS
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
15 (18)
10 Evaluator Comments and Recommendations
None.
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
16 (18)
11 Glossary
@@ -424,7 +424,7 @@ SSPR Self Service Password Reset
ST Security Target
TOE Target of Evaluation
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
17 (18)
12 Bibliography
@@ -447,7 +447,7 @@ Evaluation, version 3.1 revision 5, CCMB-2017-04-004
SP-002 SP-002 Evaluation and Certification, CSEC, 2019-09-24, document
version 31.0
Swedish Certification Body for IT Security
-Certification Report NetIQ Identity Manager 4.7
+Certification Report NetIQ® Identity Manager 4.7
18FMV7705-43:1 1.0 2020-06-15
18 (18)
Appendix A Scheme Versions
@@ -466,16 +466,16 @@ QMS 1.23.1 valid from 2020-03-06
QMS 1.23.2 valid from 2020-05-11
In order to ensure consistency in the outcome of the certification, the certifier has ex-
amined the changes introduced in each update of the quality management system.
-The changes between consecutive versions are outlined in "ndringslista CSEC QMS
-1.23.1". The certifier concluded that, from QMS 1.21.5 to the current QMS 1.23.2,
+The changes between consecutive versions are outlined in “Ändringslista CSEC QMS
+1.23.1”. The certifier concluded that, from QMS 1.21.5 to the current QMS 1.23.2,
there are no changes with impact on the result of the certification.
Note that the SP-188 Scheme Crypto Policy version 9.0 was introduced in QMS 1.23.
The certification application was submitted before the SP-188 Scheme Crypto Policy
version 9.0 was introduced and therefore version 8.0 was used.
A.2 Scheme Notes
The following Scheme interpretations have been considered during the certification.
- Scheme Note 15 - Demonstration of test Coverage
- Scheme Note 18 - Highlighted Requirements on the Security Target
- Scheme Note 22 - Vulnerability assessment
- Scheme Note 28 - Updated procedures for application, evaluation and certification
+ Scheme Note 15 - Demonstration of test Coverage
+ Scheme Note 18 - Highlighted Requirements on the Security Target
+ Scheme Note 22 - Vulnerability assessment
+ Scheme Note 28 - Updated procedures for application, evaluation and certification
\ No newline at end of file
diff --git a/tests/data/test_cc_oop/target_869415cc4b91282e.txt b/tests/data/test_cc_oop/target_309ac2fd7f2dcf17.txt
index 9435c203..6f86c7be 100644
--- a/tests/data/test_cc_oop/target_869415cc4b91282e.txt
+++ b/tests/data/test_cc_oop/target_309ac2fd7f2dcf17.txt
@@ -72,7 +72,7 @@ Information Flow Control (FDP) .................................................
FDP_ACC.1 Subset Access Control...........................................................................................23
FDP_ACF.1 Security Attribute Based Access Control...............................................................23
Identification and Authentication (FIA) .....................................................................................24
-FIA_ATD.1 User Attribute Definition.....................................................................................24
+FIA_ATD.1 – User Attribute Definition.....................................................................................24
FIA_UAU.2 User Authentication before Any Action ................................................................24
FIA_UID.2 User Identification before Any Action....................................................................24
Security Management (FMT)......................................................................................................24
@@ -106,36 +106,36 @@ Trusted Channel.................................................................
Trusted Path:...............................................................................................................................35
Cryptographic Support................................................................................................................35
List of Tables
-Table 1 ST Organization and Section Descriptions...................................................................................6
-Table 2 Acronyms Used in Security Target...............................................................................................7
-Table 3 CAVP Certificate Numbers ..........................................................................................................9
-Table 4 Virtual Machine Environment Requirements .............................................................................11
-Table 5 IT Environment Component Requirements................................................................................11
-Table 6 Logical Boundary Descriptions ..................................................................................................12
-Table 7 IT Environment Components - Not In TOE ...............................................................................13
+Table 1 – ST Organization and Section Descriptions...................................................................................6
+Table 2 – Acronyms Used in Security Target...............................................................................................7
+Table 3 – CAVP Certificate Numbers ..........................................................................................................9
+Table 4 – Virtual Machine Environment Requirements .............................................................................11
+Table 5 – IT Environment Component Requirements................................................................................11
+Table 6 – Logical Boundary Descriptions ..................................................................................................12
+Table 7 – IT Environment Components - Not In TOE ...............................................................................13
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 4 of 36
-Table 8 Threats Addressed by the TOE...................................................................................................15
-Table 9 Organizational Security Policies.................................................................................................15
-Table 10 Assumptions..............................................................................................................................16
-Table 11 TOE Security Objectives ..........................................................................................................17
-Table 12 Operational Environment Security Objectives .........................................................................17
-Table 13 Mapping of Assumptions, Threats, Policies and ORSP s to Security Objectives.....................18
-Table 14 Mapping of Threats, Policies, and Assumptions to Objectives ................................................19
-Table 15 TOE Security Functional Requirements ...................................................................................21
-Table 16 Cryptographic Standards...........................................................................................................22
-Table 17 Cryptographic Operations.........................................................................................................23
-Table 18 Management of TSF data..........................................................................................................25
-Table 19 Mapping of TOE Security Functional Requirements and Objectives.......................................27
-Table 20 Mapping of SFR to Dependencies and Rationales....................................................................28
-Table 20 Rationale for TOE SFRs to Objectives.....................................................................................30
-Table 22 Security Assurance Requirements at EAL3..............................................................................30
-Table 23 Security Assurance Rationale and Measures ............................................................................32
-Table 24 Roles and Functions..................................................................................................................34
-Table 22 CAVP........................................................................................................................................36
+Table 8 – Threats Addressed by the TOE...................................................................................................15
+Table 9 – Organizational Security Policies.................................................................................................15
+Table 10 – Assumptions..............................................................................................................................16
+Table 11 – TOE Security Objectives ..........................................................................................................17
+Table 12 – Operational Environment Security Objectives .........................................................................17
+Table 13 – Mapping of Assumptions, Threats, Policies and ORSP s to Security Objectives.....................18
+Table 14 – Mapping of Threats, Policies, and Assumptions to Objectives ................................................19
+Table 15 – TOE Security Functional Requirements ...................................................................................21
+Table 16 – Cryptographic Standards...........................................................................................................22
+Table 17 – Cryptographic Operations.........................................................................................................23
+Table 18 – Management of TSF data..........................................................................................................25
+Table 19 – Mapping of TOE Security Functional Requirements and Objectives.......................................27
+Table 20 – Mapping of SFR to Dependencies and Rationales....................................................................28
+Table 20 – Rationale for TOE SFRs to Objectives.....................................................................................30
+Table 22 – Security Assurance Requirements at EAL3..............................................................................30
+Table 23 – Security Assurance Rationale and Measures ............................................................................32
+Table 24 – Roles and Functions..................................................................................................................34
+Table 22 – CAVP........................................................................................................................................36
List of Figures
-Figure 1 TOE Deployment with Subsystems.............................................................................................7
-Figure 2 Sample Download List ..............................................................................................................10
+Figure 1 – TOE Deployment with Subsystems.............................................................................................7
+Figure 2 – Sample Download List ..............................................................................................................10
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 5 of 36
1. Introduction
@@ -192,22 +192,22 @@ Specification
Identifies the IT security functions provided by the
TOE and also identifies the assurance measures
targeted to meet the assurance requirements.
-Table 1 ST Organization and Section Descriptions
+Table 1 – ST Organization and Section Descriptions
Document Conventions
The notation, formatting, and conventions used in this Security Target are consistent with those
used in Version 3.1 of the Common Criteria. Selected presentation choices are discussed here
to aid the Security Target reader. The Common Criteria allows several operations to be
performed on functional requirements: The allowable operations defined in Part 2 of the
Common Criteria are refinement, selection, assignment and iteration.
- The refinement operation is used to add detail to a requirement, and thus further
+ The refinement operation is used to add detail to a requirement, and thus further
restricts a requirement. Refinement of security requirements is denoted by bold text.
Any text removed is indicated with a strikethrough format (Example: TSF).
- The selection operation is picking one or more items from a list in order to narrow the
+ The selection operation is picking one or more items from a list in order to narrow the
scope of a component element. Selections are denoted by italicized text.
- The assignment operation is used to assign a specific value to an unspecified parameter,
+ The assignment operation is used to assign a specific value to an unspecified parameter,
such as the length of a password. An assignment operation is indicated by showing the
value in square brackets, i.e. [assignment_value(s)].
- Iterated functional and assurance requirements are given unique identifiers by
+ Iterated functional and assurance requirements are given unique identifiers by
appending to the base requirement identifier from the Common Criteria an iteration
number inside parenthesis, for example, FMT_MTD.1.1 (1) and FMT_MTD.1.1 (2) refer
to separate instances of the FMT_MTD.1 security functional requirement component.
@@ -236,7 +236,7 @@ SSPR Self Service Password Reset
ST Security Target
TOE Target of Evaluation
TSF TOE Security Function
-Table 2 Acronyms Used in Security Target
+Table 2 – Acronyms Used in Security Target
TOE Overview
The TOE is NetIQ Identity Manager 4.7. NetIQ Identity Manager provides data sharing and
synchronization services which enable applications, directories, and databases to share
@@ -305,15 +305,15 @@ Administration
Workstation
(Console) 7b
Separate communication paths to Sentinel Log Manager
-7a Identity Vault to Sentinel Log Manager
-7b iManager to Sentinel Log Manager
+7a – Identity Vault to Sentinel Log Manager
+7b – iManager to Sentinel Log Manager
C
A
iManager
Designer / Analyzer
= TOE Sub Component
OpenSSL
-Figure 1 TOE Deployment with Subsystems1
+Figure 1 – TOE Deployment with Subsystems1
The TOE provides the following functions: data synchronization, role management,
auditing/reporting, and management.
11
@@ -321,11 +321,11 @@ Note the Administration Workstation Console is not included in the evaluation as
explicitly a workstation console. It is included in the document as a component required for access.to the TOE.
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 8 of 36
- Data synchronization, including password synchronization, is provided by the base
+ Data synchronization, including password synchronization, is provided by the base
components of the Identity Manager solution: the Identity Vault, Identity Manager
engine, drivers, Remote Loader, and connected applications
- Role management is provided by the User Application
- Auditing and reporting are provided by the Identity Reporting Module
+ Role management is provided by the User Application
+ Auditing and reporting are provided by the Identity Reporting Module
TOE Description
NetIQ Identity Manager 4.7 is a comprehensive identity management suite. It provides an
intelligent identity framework that leverages your existing IT assets and new computing
@@ -340,20 +340,20 @@ The TOE is a software TOE and includes the following functions.
Each function contains the components as follows:
1. Administration Workstation (Console)2
2. Identity Applications (RBPM) 4.7.3.0.1109
- Designer aka Identity Manager Designer 4.7.3.0.20190614
- Analyzer aka Identity Manager Analyzer
+ Designer aka Identity Manager Designer 4.7.3.0.20190614
+ Analyzer aka Identity Manager Analyzer
3. Identity Manager
- Identity Manager Engine 4.7.3.0.AE
+ Identity Manager Engine 4.7.3.0.AE
o Identity Vault 9.1.4
o iManager 3.1.4
4. Reporting Server
- Identity Reporting Module 6.5.0. F14508F
+ Identity Reporting Module 6.5.0. F14508F
5. Log Manager
- Sentinel Log Management for Identity Governance and Administration 8.2.2.0_5415
+ Sentinel Log Management for Identity Governance and Administration 8.2.2.0_5415
6. SSO Provider
- One SSO Provider (OSP) 6.3.3.0
+ One SSO Provider (OSP) 6.3.3.0
7. Self Service Password Reset
- Self Service Password Reset (SSPR) 4.4.0.2 B366 r39762
+ Self Service Password Reset (SSPR) 4.4.0.2 B366 r39762
Administration Workstation (Console):
The Administration Workstation (Console) is used to access the Identity Applications (RBPM),
Identity Manager, and the Reporting Server. Each of these functions is described below.
@@ -390,7 +390,7 @@ Component CAVP Cert #
AES Certs. #3090 and #3264
HMAC Certs. #1937 and #2063
RSA Certs. #1581 and #1664
-Table 3 CAVP Certificate Numbers
+Table 3 – CAVP Certificate Numbers
Reporting Server:
The reporting server houses the Identity Reporting Module. The Identity Reporting Module
generates reports that show critical business information about various aspects of your
@@ -401,11 +401,11 @@ option to import custom reports defined in a third-party tool. The user interfac
reporting module makes it easy to schedule reports to run at off-peak times to optimize
performance.
The IDM Tools are used to manage the Identity Manager solution. This includes functions to:
- Analyze, enhance, and control all data stores throughout the enterprise
- Design, deploy, and document the TOE
- Manage Identity Manager and receive real-time health and status information
+ Analyze, enhance, and control all data stores throughout the enterprise
+ Design, deploy, and document the TOE
+ Manage Identity Manager and receive real-time health and status information
about the Identity Manager system
- Define and maintain which authorizations are associated with which business roles
+ Define and maintain which authorizations are associated with which business roles
Log Manager:
The Log Manager, also known as Sentinel Log Manager for Identity Governance and
Administration (SLM for IGA), collects and acknowledges receipt of auditing data from all
@@ -426,16 +426,16 @@ The TOE software is provided to customers via secure download from the download
(https://dl.netiq.com/index.jsp). The software is available as either a gnu zip (.gz), iso
formatted optical disk (.iso). zip (.zip) or dmg (if mac) depending on your destination platform.
Once downloaded, and extracted, the setup files can be executed to perform the installation.
-Figure 2 Sample Download List
+Figure 2 – Sample Download List
TOE Environment
Virtual Machines
The following TOE components can be installed in virtual machines (VM).
- Console / Administration Workstation (Identity Applications)
- Identity Manager
- Reporting Server
- Sentinel Log Manager
- One SSO Provider
- Self Service Password Reset (SSPR)
+ Console / Administration Workstation (Identity Applications)
+ Identity Manager
+ Reporting Server
+ Sentinel Log Manager
+ One SSO Provider
+ Self Service Password Reset (SSPR)
The hardware and software requirements for the operational environment to support the VM
are listed in the table below:
June 1, 2020 NetIQ Identity Manager 4.7 ST
@@ -478,7 +478,7 @@ cores
cores
2 CPU cores
Memory 8 GB 8 GB 8 GB 8 to 16 GB 8 GB 8 GB
-Table 4 Virtual Machine Environment Requirements
+Table 4 – Virtual Machine Environment Requirements
Hardware and Software Supplied by the IT Environment
The TOE consists of a set of software applications run on one or multiple distributed systems.
The TOE requires the following software components as part of the evaluated configuration:
@@ -502,12 +502,12 @@ SSO Provider (OneSSO
Provider)
SUSE Linux Enterprise Server 12 SP4
Self Service Password Reset SUSE Linux Enterprise Server 12 SP4
-Table 5 IT Environment Component Requirements
+Table 5 – IT Environment Component Requirements
In addition to the platform requirements mentioned above, the following hardware resources
are needed in order to install and configure Identity Manager on each platform:
- A minimum of 8 GB RAM
- 15 GB available disk space to install all the components.
- Additional disk space to configure and populate data. This might vary depending
+ A minimum of 8 GB RAM
+ 15 GB available disk space to install all the components.
+ Additional disk space to configure and populate data. This might vary depending
on your connected systems and number of objects in the Identity Vault.
For server-based components, it is recommended that the platform have a minimum of 2 CPUs
or cores
@@ -550,7 +550,7 @@ Trusted Path /
Channels
The TOE utilizes HTTPS/TLS to provide trusted paths and inter-TSF
trusted channels.
-Table 6 Logical Boundary Descriptions
+Table 6 – Logical Boundary Descriptions
TOE Security Functional Policies
The TOE supports the following Security Functional Policy:
Discretionary Access Control SFP
@@ -561,9 +561,9 @@ Management Console.
TOE Vendor Documentation / Guidance
In addition to the documentation generated for the certification, the TOE includes the following
product and guidance documentation generated by NetIQ:
- Quick Start Guide for Installing NetIQ Identity Manager 4.7 February 2018
- NetIQ Identity Manager Setup Guide for Linux February 2018
- NetIQ Identity Manager 4.7, Operational User Guidance and Preparative Procedures
+ Quick Start Guide for Installing NetIQ Identity Manager 4.7 February 2018
+ NetIQ Identity Manager Setup Guide for Linux February 2018
+ NetIQ Identity Manager 4.7, Operational User Guidance and Preparative Procedures
Supplement (AGD-IGS), version 0.6, is supplied for those customers that need
guidance on how to set the TOE in the evaluated configuration.
Features / Functionality NOT Included in the TOE
@@ -574,8 +574,8 @@ Administration Workstation (Console) Web Browsers
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 13 of 36
Functions Requirements
- Internet Explorer 11
- Google Chrome
+ Internet Explorer 11
+ Google Chrome
Identity Applications (Includes Designer /
Analyzer)
RHEL 7.5
@@ -598,7 +598,7 @@ RHEL 7.5
Windows Server 2016
Self Service Password Reset (SSPR) RHEL 7.5
Windows Server 2016
-Table 7 IT Environment Components - Not In TOE
+Table 7 – IT Environment Components - Not In TOE
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 14 of 36
2. Conformance Claims
@@ -619,10 +619,10 @@ NetIQ Corporation Page 15 of 36
3. Security Problem Definition
In order to clarify the nature of the security problem that the TOE is intended to solve, this
section describes the following:
- Any known or assumed threats to the assets against which specific protection within the TOE or
+ Any known or assumed threats to the assets against which specific protection within the TOE or
its environment is required
- Any organizational security policy statements or rules with which the TOE must comply
- Any assumptions about the security aspects of the environment and/or of the manner in which
+ Any organizational security policy statements or rules with which the TOE must comply
+ Any assumptions about the security aspects of the environment and/or of the manner in which
the TOE is intended to be used.
This chapter identifies assumptions as A.assumption, threats as T.threat and policies as P.policy.
Threats
@@ -643,13 +643,13 @@ T.PASSWD_COMPROMISE An unauthorized user may be able to obtain and use user
passwords.
T.PROT_TRANS An unauthorized user may be able to gather information from
communications between components.
-Table 8 Threats Addressed by the TOE
+Table 8 – Threats Addressed by the TOE
Organizational Security Policies
The TOE meets the following organizational security policies:
ASSUMPTION DESCRIPTION
P.REMOTE_DATA Passwords and account information from network-attached systems
shall be monitored and managed.
-Table 9 Organizational Security Policies
+Table 9 – Organizational Security Policies
Assumptions
The TOE is assured to provide effective security measures in a co-operative non-hostile
environment only if it is installed, managed, and used correctly. The following specific
@@ -668,7 +668,7 @@ located within a facility that provides controlled access
A.CONFIG The TOE is configured to receive all passwords and associated data
from network-attached systems.
A.TIMESOURCE The TOE has a trusted source for system time via NTP server
-Table 10 Assumptions
+Table 10 – Assumptions
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 17 of 36
4. Security Objectives
@@ -686,7 +686,7 @@ via cryptographic processes including the ability to generate and destroy
keys.
O.TRANS_PROT The TOE shall provide mechanisms to protect data that is in transit
between elements within the TOE.
-Table 11 TOE Security Objectives
+Table 11 – TOE Security Objectives
Security Objectives for the Operational Environment
The security objectives for the operational environment are addressed below:
OBJECTIVE DESCRIPTION
@@ -703,7 +703,7 @@ authentication credentials to any individual not authorized for access to
the TOE.
OE.PHYSEC The facility surrounding the processing platform in which the TOE
resides must provide a controlled means of access into the facility
-Table 12 Operational Environment Security Objectives
+Table 12 – Operational Environment Security Objectives
Security Objectives Rationale
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 18 of 36
@@ -720,32 +720,32 @@ OE.TIME
OE.ENV_PROTECT
OE.PERSONNEL
OE.PHYSEC
-A.CONFIG
-A.MANAGE
-A.NOEVIL
-A.LOCATE
-A.TIMESOURCE
-T.NO_AUTH
-T.NO_PRIV
-T.USER_ACCESS_DENY
-T.PASSWD_COMPROMISE
-T.PROT_TRANS
-P. REMOTE_DATA
-Table 13 Mapping of Assumptions, Threats, Policies and ORSP s to Security Objectives
+A.CONFIG   
+A.MANAGE 
+A.NOEVIL 
+A.LOCATE 
+A.TIMESOURCE 
+T.NO_AUTH 
+T.NO_PRIV 
+T.USER_ACCESS_DENY 
+T.PASSWD_COMPROMISE 
+T.PROT_TRANS 
+P. REMOTE_DATA 
+Table 13 – Mapping of Assumptions, Threats, Policies and ORSP s to Security Objectives
Mapping of Objectives
ASSUMPTION /THREAT/
POLICY
RATIONALE
A.CONFIG This assumption is addressed by
- OE.ENV_PROTECT, which ensures that TSF components
+ OE.ENV_PROTECT, which ensures that TSF components
cannot be tampered with or bypassed
- OE.PERSONNEL, which ensures that the TOE is managed
+ OE.PERSONNEL, which ensures that the TOE is managed
and administered by in a secure manner by a competent
and security aware personnel in accordance with the
administrator documentation. This objective also ensures
that those responsible for the TOE install, manage, and
operate the TOE in a secure manner
- OE.PHYSEC, which ensures that the facility surrounding the
+ OE.PHYSEC, which ensures that the facility surrounding the
processing platform in which the TOE resides provides a
controlled means of access into the facility
June 1, 2020 NetIQ Identity Manager 4.7 ST
@@ -754,7 +754,7 @@ ASSUMPTION /THREAT/
POLICY
RATIONALE
A.MANAGE This assumption is addressed by
- OE.PERSONNEL, which ensures that the TOE is managed
+ OE.PERSONNEL, which ensures that the TOE is managed
and administered by in a secure manner by a competent
and security aware personnel in accordance with the
administrator documentation. This objective also ensures
@@ -773,7 +773,7 @@ facility
A.TIMESOURCE This assumption is addressed by OE.TIME, which ensures the
provision of an accurate time source.
T.NO_AUTH This threat is countered by the following:
- O.SEC_ACCESS, which ensures that the TOE allows access to
+ O.SEC_ACCESS, which ensures that the TOE allows access to
the security functions, configuration, and associated data
only by authorized users and applications
T.NO_PRIV This threat is countered by O.SEC_ACCESS, which ensures that
@@ -785,13 +785,13 @@ authorized users for use.
T.PROT_TRANS This threat is countered by O.TRANS_PROT, which protects data
that is in transit between elements within the TOE.
P.REMOTE_DATA This organizational security policy is enforced by
- O.MANAGE_DATA, which ensures that the TOE provide a
+ O.MANAGE_DATA, which ensures that the TOE provide a
means to manage secrets and data associated with remote
IT systems.
T.USER_ACCESS_DENY This threat is countered by O.MANAGE_POLICY which ensures
that the TOE provides a workflow to manage authentication and
access control policies.
-Table 14 Mapping of Threats, Policies, and Assumptions to Objectives
+Table 14 – Mapping of Threats, Policies, and Assumptions to Objectives
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 20 of 36
5. Extended Components Definition
@@ -830,7 +830,7 @@ Protection of the TSF FPT_TDC.1 Inter-TSF basic TSF data consistency
Trusted Path / Channels
FTP_ITC.1 Trusted Channel
FTP_TRP.1 Trusted Path
-Table 15 TOE Security Functional Requirements
+Table 15 – TOE Security Functional Requirements
Security Audit (FAU)
FAU_GEN.1 Audit Data Generation
FAU_GEN.1.1 The TSF shall be able to generate an audit record of the following
@@ -869,7 +869,7 @@ Generator (DRBG)
Diffie-Hellman Diffie-Hellman Key
Generation
1024, 2048 FIPS 186-4
-Table 16 Cryptographic Standards
+Table 16 – Cryptographic Standards
FCS_CKM.4 Cryptographic key destruction
FCS_CKM.4.1 The TSF shall destroy cryptographic keys in accordance with a
specified cryptographic key destruction method [zeroize] that meets
@@ -934,7 +934,7 @@ of TLS
Rivest, Shamir,
Adleman (RSA)
2048 FIPS 186-4
-Table 17 Cryptographic Operations
+Table 17 – Cryptographic Operations
Information Flow Control (FDP)
FDP_ACC.1 Subset Access Control
FDP_ACC.1.1 The TSF shall enforce the [Discretionary Access Control SFP] on [
@@ -966,7 +966,7 @@ FDP_ACF.1.4 The TSF shall explicitly deny access of subjects to objects based on
following additional rules [ password restrictions, login restrictions,
time based access controls, ip access controls, intruder lockout]
Identification and Authentication (FIA)
-FIA_ATD.1 User Attribute Definition
+FIA_ATD.1 – User Attribute Definition
FIA_ATD.1.1 The TSF shall maintain the following list of security attributes
belonging to individual users: [User Identity, Authentication Status,
and Privilege Level].
@@ -999,13 +999,13 @@ table below] to [Administrator]:
DATA CHANGE QUERY MODIFY DELETE CLEAR
Discretionary
Access Control SFP
-
+    
User Account
Attributes
-
-Audit Logs
-Date/Time
-Table 18 Management of TSF data
+ 
+Audit Logs 
+Date/Time 
+Table 18 – Management of TSF data
FMT_SMF.1 Specification of Management Functions
FMT_SMF.1.1 The TSF shall be capable of performing the following management
functions: [
@@ -1041,7 +1041,7 @@ FTP_ITC.1.2 The TSF shall permit [the TSF] to initiate communication via the
trusted channel.
FTP_ITC.1.3 The TSF shall initiate communication via the trusted channel for
[HTTPS/TLS connections
- for communications labeled 1 12 in Figure 1]
+ for communications labeled 1 – 12 in Figure 1]
Application Note: The TOE supports TLS v1.1 and 1.2 as configured by
the Administrator.
Application Note: Crypto as claimed in FCS_COP_1 is used to support
@@ -1055,9 +1055,9 @@ FTP_TRP.1.2 The TSF shall permit [the TSF] to initiate communication via the
trusted path.
FTP_TRP.1.3 The TSF shall require the use of the trusted path for [key requests, and
encryption operations
- for communications labeled A, B, and C in Figure 1]
+ for communications labeled A, B, and C in Figure 1]
Security Assurance Requirements
-The Security Assurance Requirements for this evaluation are listed in Section 6.3.4 Security
+The Security Assurance Requirements for this evaluation are listed in Section 6.3.4 – Security
Assurance Requirements.
Security Requirements Rationale
Security Functional Requirements
@@ -1072,26 +1072,26 @@ O.MANAGE_POLICY
O.SEC_ACCESS
O.PASSWD_PROT
O.TRANS_PROT
-FAU_GEN.1
-FAU_SAR.1
-FCS_CKM.1
-FCS_CKM.4
-FCS_COP.1
-FDP_ACC.1
-FDP_ACF.1
-FIA_ATD.1
-FIA_UID.2
-FIA_UAU.2
-FMT_MSA.1
-FMT_MSA.2
-FMT_MSA.3
-FMT_MTD.1
-FMT_SMF.1
-FMT_SMR.1
-FPT_TDC.1
-FTP_ITC.1
-FTP_TRP.1
-Table 19 Mapping of TOE Security Functional Requirements and Objectives
+FAU_GEN.1 
+FAU_SAR.1 
+FCS_CKM.1 
+FCS_CKM.4 
+FCS_COP.1 
+FDP_ACC.1 
+FDP_ACF.1 
+FIA_ATD.1 
+FIA_UID.2 
+FIA_UAU.2 
+FMT_MSA.1 
+FMT_MSA.2 
+FMT_MSA.3 
+FMT_MTD.1 
+FMT_SMF.1 
+FMT_SMR.1 
+FPT_TDC.1 
+FTP_ITC.1 
+FTP_TRP.1 
+Table 19 – Mapping of TOE Security Functional Requirements and Objectives
Dependency Rationale
This ST satisfies all the security functional requirement dependencies of the Common Criteria.
The table below lists each SFR to which the TOE claims conformance with a dependency and
@@ -1163,7 +1163,7 @@ dependency.
FPT_TDC.1 N/A N/A
FTP_ITC.1 N/A N/A
FTP_TRP.1 N/A N/A
-Table 20 Mapping of SFR to Dependencies and Rationales
+Table 20 – Mapping of SFR to Dependencies and Rationales
Sufficiency of Security Requirements
The following table presents a mapping of the rationale of TOE Security Requirements to
Objectives.
@@ -1174,46 +1174,46 @@ O.MANAGE_DATA The objective to ensure that the TOE will collect events from secu
products and non-security products deployed within a network and
applies analytical processes to derive conclusions about the events is
met by the following security requirements:
- FPT_TDC.1 ensures that the TOE provides consistency between
+ FPT_TDC.1 ensures that the TOE provides consistency between
passwords used on remote IT systems and those
stored/managed within the TOE.
O.MANAGE_POLICY The objective to ensure that the TOE provides a workflow to manage
authentication and access control policies is met by the following
security requirements:
- FAU_GEN.1 and FAU_SAR.1 define the auditing capability for
+ FAU_GEN.1 and FAU_SAR.1 define the auditing capability for
incidents and administrative access control and requires that
authorized users will have the capability to read and interpret
data stored in the audit logs
- FMT_SMF.1 and FMT_SMR.1 support the security functions
+ FMT_SMF.1 and FMT_SMR.1 support the security functions
relevant to the TOE and ensure the definition of an authorized
administrator role
O.SEC_ACCESS This objective ensures that the TOE allows access to the security
functions, configuration, and associated data only by authorized users
and applications.
- FDP_ACC.1 requires that all user actions resulting in the access
+ FDP_ACC.1 requires that all user actions resulting in the access
to TOE security functions and configuration data are controlled
- FDP_ACF.1 supports FDP_ACC.1 by ensuring that access to TOE
+ FDP_ACF.1 supports FDP_ACC.1 by ensuring that access to TOE
security functions, configuration data, audit logs, and account
attributes is based on the user privilege level and their
allowable actions
- FIA_UID.2 requires the TOE to enforce identification of all users
+ FIA_UID.2 requires the TOE to enforce identification of all users
prior to configuration of the TOE
- FIA_UAU.2 requires the TOE to enforce authentication of all
+ FIA_UAU.2 requires the TOE to enforce authentication of all
users prior to configuration of the TOE
- FIA_ATD.1 specifies security attributes for users of the TOE
- FMT_MTD.1 restricts the ability to query, add or modify TSF
+ FIA_ATD.1 specifies security attributes for users of the TOE
+ FMT_MTD.1 restricts the ability to query, add or modify TSF
data to authorized users.
- FMT_MSA.1 specifies that only privileged administrators can
+ FMT_MSA.1 specifies that only privileged administrators can
access the TOE security functions and related configuration
data.
- FMT_MSA.2 specifies that only secure values are accepted for
+ FMT_MSA.2 specifies that only secure values are accepted for
security attributes listed with access control policies.
- FMT_MSA.3 ensures that the default values of security
+ FMT_MSA.3 ensures that the default values of security
attributes are restrictive in nature as to enforce the access
control policy for the TOE
- FTP_ITC.1 specifies that the trusted channel exists for components
+ FTP_ITC.1 specifies that the trusted channel exists for components
HTTPS/TLS.
- FTP_TRP.1 specifies that the trusted path exists for components
+ FTP_TRP.1 specifies that the trusted path exists for components
HTTPS/TLS.
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 30 of 36
@@ -1227,7 +1227,7 @@ O.TRANS_PROT This objective ensures that the TOE protects data in transit betwee
elements within the TOE. This objective is met by FTP_ITC (which
specifies that the trusted channel exists for components) and FTP_TRP
(which ensures that the trusted path exists for components).
-Table 21 Rationale for TOE SFRs to Objectives
+Table 21 – Rationale for TOE SFRs to Objectives
Security Assurance Requirements
The assurance security requirements for this Security Target are taken from Part 3 of the CC.
These assurance requirements compose an Evaluation Assurance Level 3 (EAL3). The assurance
@@ -1258,7 +1258,7 @@ ATE_IND.2 Independent Testing - Sample
AVA: Vulnerability
Assessment
AVA_VAN.2 Vulnerability Analysis
-Table 22 Security Assurance Requirements at EAL3
+Table 22 – Security Assurance Requirements at EAL3
Security Assurance Requirements Rationale
The ST specifies Evaluation Assurance Level 3. EAL3 was chosen because it is based upon good
commercial development practices with thorough functional testing. EAL3 provides the
@@ -1337,24 +1337,24 @@ EVIDENCE TITLE
ATE_FUN.1Functional Testing
NetIQ Identity Manager 4.7
Test Plan and Coverage Analysis (ATE)
-Table 23 Security Assurance Rationale and Measures
+Table 23 – Security Assurance Rationale and Measures
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 33 of 36
7. TOE Summary Specification
This section presents the Security Functions implemented by the TOE.
TOE Security Functions
The security functions performed by the TOE are as follows:
- Security Management
- Security Audit
- Identification and Authentication
- User Data Protection
- Trusted Path / Channels
- Cryptographic Support
+ Security Management
+ Security Audit
+ Identification and Authentication
+ User Data Protection
+ Trusted Path / Channels
+ Cryptographic Support
Security Audit
The TOE generates the following audit data:
- Start-up and shutdown of the audit functions (instantiated by startup of the TOE)
- User login/logout
- Login failures
+ Start-up and shutdown of the audit functions (instantiated by startup of the TOE)
+ User login/logout
+ Login failures
The TOE provides the Administrator with the capability to read all audit data generated within
the TOE via the console. The GUI provides a suitable means for an Administrator to interpret the
information from the audit log.
@@ -1364,8 +1364,8 @@ operational environment are used to form the timestamps. The TOE ensures that th
data is stamped when recorded with a dependable date and time received from the OE
(operating system). In this manner, accurate time and date is maintained on the TOE.
The Security Audit function is designed to satisfy the following security functional requirements:
- FAU_GEN.1
- FAU_SAR.1
+ FAU_GEN.1
+ FAU_SAR.1
Identification and Authentication
The IDM console application provides user interfaces that administrators may use to manage
TOE functions. The operating system and the database in the TOE Environment are queried to
@@ -1373,14 +1373,14 @@ individually authenticate administrators or users. The TOE maintains authorizati
that determines which TOE functions an authenticated administrators or users (of a given role)
may perform.
The TOE maintains the following list of security attributes belonging to individual users:
- User Identity (i.e., user name)
- Authentication Status (whether the IT Environment validated the username/password)
- Privilege Level (Administrator or User)
+ User Identity (i.e., user name)
+ Authentication Status (whether the IT Environment validated the username/password)
+ Privilege Level (Administrator or User)
The Identification and Authentication function is designed to satisfy the following security
functional requirements:
- FIA_ATD.1
- FIA_UAU.2
- FIA_UID.2
+ FIA_ATD.1
+ FIA_UAU.2
+ FIA_UID.2
User Data Protection
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 34 of 36
@@ -1402,54 +1402,54 @@ noncompliant password on the connected system by using the current Distribution
the Identity Vault.
The User Data Protection function is designed to satisfy the following security functional
requirements:
- FDP_ACC.1
- FDP_ACF.1
- FPT_TDC.1
+ FDP_ACC.1
+ FDP_ACF.1
+ FPT_TDC.1
Security Management
The TOE maintains the operator roles described in the following table. The individual roles are
categorized into two main roles: the Administrator and the User.
ROLE MANAGEMENT FUNCTIONS
Administrator A user who has rights to configure and manage all aspects of the TOE
-User The user's capabilities can be configured to:
+User The user’s capabilities can be configured to:
View hierarchical relationships between User objects
View and edit user information (with appropriate rights).
Search for users or resources using advanced search criteria
(which can be saved for later reuse).
Recover forgotten passwords.
-Table 24 Roles and Functions
+Table 24 – Roles and Functions
Only an Administrator can determine the behavior of, disable, enable, and modify the behavior
of the functions that implement the Discretionary Access Control SFP. The TPE ensures only
secure values are accepted for the security attributes listed with Discretionary Access Control
SFP.
The Security Management function is designed to satisfy the following security functional
requirements:
- FMT_MTD.1
- FMT_MSA.1
- FMT_MSA.2
- FMT_MSA.3
- FMT_SMF.1
- FMT_SMR.1
+ FMT_MTD.1
+ FMT_MSA.1
+ FMT_MSA.2
+ FMT_MSA.3
+ FMT_SMF.1
+ FMT_SMR.1
June 1, 2020 NetIQ Identity Manager 4.7 ST
NetIQ Corporation Page 35 of 36
Trusted Path / Channels
The Trusted Path/Channels function is designed to satisfy the following security functional
requirements:
- FTP_ITC.1 the TOE supports establishment of trusted channels for communicating
+ FTP_ITC.1 – the TOE supports establishment of trusted channels for communicating
TOE entities using HTTPS.
- FTP_TRP.1 the TOE provides a trusted path for TOE Users, using HTTPS
+ FTP_TRP.1 – the TOE provides a trusted path for TOE Users, using HTTPS
Trusted Channel
The TOE provides a trusted channel between the TOE and external web servers.
Trusted channels are implemented using HTTPS. The TOE supports TLS v1.1 and TLS v1.2. The
TOE supports the following TLS cipher suites, as defined in RFC 2246, RFC 4346 and RFC 5246:
- TLS_RSA_WITH_AES_128_CBC_SHA
- TLS_RSA_WITH_AES_128_GCM_SHA256
- TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA
- TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256
- TLS_ECDHE_ECDSA_WITH_AES_256_ CBC_SHA
- TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384
+ TLS_RSA_WITH_AES_128_CBC_SHA
+ TLS_RSA_WITH_AES_128_GCM_SHA256
+ TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA
+ TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256
+ TLS_ECDHE_ECDSA_WITH_AES_256_ CBC_SHA
+ TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384
Trusted Path:
The TOE provides a trusted path for TOE administrators and TOE users to communicate with
-the TOE. The trusted path is implemented using HTTPS. The TOE's implementation of TLS is
+the TOE. The trusted path is implemented using HTTPS. The TOE’s implementation of TLS is
described in the previous section (Trusted Channel).
Cryptographic Support
Cryptographic protection of data in transit between the TOE and remote users, and between
@@ -1488,10 +1488,10 @@ RSA RSA 1664
Authentication algorithm in
support of TLS
ECDSA ECDSA 620
-Table 25 CAVP
+Table 25 – CAVP
The Cryptographic Support function is designed to satisfy the following security functional
requirements:
- FCS_CKM.1
- FCS_CKM.4
- FCS_COP.1
+ FCS_CKM.1
+ FCS_CKM.4
+ FCS_COP.1
\ No newline at end of file